How can I find a withdrawn IPO (S-3 or S-1) filing statement?
Heike asks:
****EDGAR does NOT have this, so don’t bother to suggest that******
****EDGAR does NOT have this, so don’t bother to suggest that******
I’m looking for the SEC IPO filing statement of a company, where the filing was withdrawn, and the company did not go public. Anyone know where I might find these?
They are NOT available on Edgar — they pull the statements for withdrawn filings.
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You are wrong. Once the S-1 as been filed with the SEC and even if they withdraw the IPO the SEC will keep the S-1 in their files. It is open for anyone to look at. If it is not on Edgar it probably means that they never registered the S-1 with the SEC. You can’t therefore call that an S-1 or a tentative IPO as it will only be an internal document at that point (such as a placement memorandum). If you are a shareholder or a creditor you can request a copy of their audited financial statments, but I doubt they will give you a copy of the S-1 if it was not filed with the SEC. Check on Edgar again.